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ISO 27001 explained

What Is ISO 27001? The Information Security Standard Explained

Updated

What is ISO 27001, what does it ask of you and do you need it? A plain-English guide to ISO/IEC 27001:2022, how certification works and how it fits with Cyber Essentials, PCI DSS and SOC 2.

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  • Clauses 4 to 10 and the 93 Annex A controls at a glance
  • How certification works, from gap analysis to surveillance audits
  • How ISO 27001 fits with Cyber Essentials, PCI DSS and SOC 2
  • Written by an ISO 27001-certified UK firm

The short answer

ISO 27001 (ISO/IEC 27001:2022) is the international standard for an information security management system (ISMS). It sets requirements for managing risks to the confidentiality, integrity and availability of information: seven mandatory clauses (4 to 10) and 93 Annex A controls chosen through risk assessment. Organisations can be independently certified against it, for three years at a time.

On this page
  1. What is ISO 27001 in simple terms?
  2. What does ISO/IEC 27001 mean?
  3. What is an ISMS?
  4. What are the main parts of ISO 27001?
  5. Which version of ISO 27001 is current?
  6. What is ISO 27001 certification, and how does it work?
  7. Who needs ISO 27001, and is it mandatory?
  8. How does ISO 27001 compare with Cyber Essentials, PCI DSS and SOC 2?
  9. What are the benefits of ISO 27001?
  10. Why Sovereign Secure
  11. Next step

ISO 27001 is the international standard for managing information security. Its full name is ISO/IEC 27001:2022, and it sets out the requirements for an information security management system (ISMS): the policies, processes, people and controls an organisation uses to manage risks to its information. Organisations can be independently certified against it, which is why customers and tenders ask for it.

The standard has two parts that matter in practice: seven mandatory clauses (4 to 10) that define how the management system must work, and Annex A, a list of 93 controls you select from according to your risks. It applies to organisations of any size or sector, and covers information in every form, not just IT systems.

What is ISO 27001 in simple terms?

ISO 27001 is a framework for deciding how to protect your information, and for proving that you do. It does not tell you which firewall to buy. Instead it asks you to:

  1. Decide which parts of the business the ISMS covers (the scope).
  2. Work out what could go wrong with your information (the risk assessment).
  3. Choose controls to deal with the risks that matter.
  4. Run those controls, and make sure people know their part.
  5. Check that they work, through measurement, internal audit and management review.
  6. Fix what does not work, and keep improving.

Because it is risk-based, two certified organisations can look very different. A 15-person consultancy and a payment processor meet the same requirements, each in proportion to its own risks.

What does ISO/IEC 27001 mean?

Each part of the name tells you something:

Part Meaning
ISO International Organization for Standardization
IEC International Electrotechnical Commission, which publishes the standard jointly with ISO
27001 Its number in the ISO/IEC 27000 family of information security standards
2022 The edition year; the current edition was published in October 2022 and amended in 2024

The full title ends with the word “Requirements”, and that matters: ISO 27001 is the member of the family you can be certified against. Its companion, ISO 27002, gives detailed guidance on the controls but is not certifiable.

The standard grew out of British Standard BS 7799, first published by BSI in 1995. The first ISO edition followed in 2005, the second in 2013 and the third in 2022.

What is an ISMS?

An ISMS is the way an organisation runs information security as a managed, repeatable process rather than a one-off project. It protects the confidentiality, integrity and availability of information, and it covers people and processes as well as technology. An ISMS is not software you buy: it is your scope, risk assessment, policies, controls, roles, audits and reviews, owned by top management. ISO 27001 defines what an ISMS must include to be certified. Our guide to the information security management system explains how to build, run and audit one.

The diagram shows how the pieces fit: clauses 4 to 10 run as a cycle of planning, operating, checking and improving, and the Annex A controls are the safeguards you choose along the way.

What is ISO 27001: the ISMS explained

What are the main parts of ISO 27001?

Clauses 0 to 3 introduce the standard and its terms. Clauses 4 to 10 are the mandatory requirements, and none of them can be excluded:

Clause Title What it asks for, in one line
4 Context of the organisation Understand your issues and interested parties, and set the ISMS scope
5 Leadership Top management commitment, an information security policy and clear roles
6 Planning Risk assessment and treatment, objectives and planned changes
7 Support Resources, competence, awareness, communication and documented information
8 Operation Run the planned processes, reassess risks and carry out risk treatment
9 Performance evaluation Monitoring and measurement, internal audit and management review
10 Improvement Continual improvement, and corrective action when things go wrong

Our guide to ISO 27001 requirements explains each clause and the documents it calls for.

Annex A lists 93 controls in four themes:

Theme Controls Examples
Organisational 37 (5.1 to 5.37) Policies, supplier security, incident management, cloud services
People 8 (6.1 to 6.8) Screening, awareness training, remote working
Physical 14 (7.1 to 7.14) Secure areas, equipment, clear desk and clear screen
Technological 34 (8.1 to 8.34) Access rights, malware protection, vulnerability management, logging, secure coding

You do not have to implement all 93. You must consider every one, then record which you apply and why in a Statement of Applicability. Our guide to ISO 27001 Annex A controls explains each control in plain English.

Clauses 4 to 10 follow the common structure (Annex SL) that ISO uses for its management system standards, including ISO 9001 and ISO 14001, so an organisation that already holds one of those can run them as an integrated system.

Which version of ISO 27001 is current?

The current version is ISO/IEC 27001:2022, the third edition, published in October 2022 and amended in 2024. The transition from the 2013 edition ended on 31 October 2025, so every valid certificate, and every new certification audit, is now to the 2022 edition.

Area What changed from the 2013 edition
Annex A 114 controls in 14 domains (A.5 to A.18) became 93 controls in four themes, 11 of them new
Clauses 4 to 10 A new clause 6.3 on planning changes to the ISMS, plus smaller clarifications
Amendment 1 (2024) Clause 4.1 now asks whether climate change is a relevant issue; a note to 4.2 adds that interested parties may have climate-related requirements

If your policies or Statement of Applicability still use the old A.5 to A.18 numbering, they need rebuilding on the 2022 control list; our Annex A guide shows the new controls.

What is ISO 27001 certification, and how does it work?

ISO 27001 certification is confirmation, from an independent certification body, that your ISMS meets the standard. Only a certification body can issue the certificate; a consultant prepares you but cannot certify you. Our guide on how to choose an ISO 27001 consultant sets out what to look for and the red flags.

Step What happens Who does it
1. Gap analysis Compare current practice with the standard You, or a consultant
2. Scope, risks and controls Set the scope, assess risks, choose controls, produce the Statement of Applicability You, or a consultant
3. Implement and operate Put policies and controls in place, train staff and build up records You
4. Internal audit and management review Check the whole ISMS before the certification audit You, or an outsourced internal auditor
5. Stage 1 audit Review of ISMS design and documentation Certification body
6. Stage 2 audit Testing that controls operate in practice, leading to a certification decision Certification body
7. Surveillance and recertification Surveillance audits in years two and three; recertification before the three-year certificate expires Certification body

For a small or mid-sized organisation, steps 1 to 6 typically take three to nine months. Our guide to ISO 27001 certification cost breaks down consultancy, audit and surveillance fees over the full cycle. Once certified, you show it with your certification body’s mark rather than the ISO logo; our guide to the ISO 27001 logo explains the rules.

Who needs ISO 27001, and is it mandatory?

ISO 27001 is not a legal requirement in the UK. UK GDPR (Article 32) requires appropriate technical and organisational measures to protect personal data, and an ISMS is a recognised way to show you have them, but no law makes certification itself compulsory. EU rules such as DORA and the NIS2 directive likewise require security measures without mandating ISO 27001 certification, although an ISMS covers most of what they ask for.

In practice it becomes mandatory when a customer, tender or partner makes it a condition. That is most common for:

Organisation type Why ISO 27001 is asked for
SaaS, cloud and hosting providers Enterprise customers ask for it in supplier due diligence
Managed service and IT providers They hold privileged access to customer systems
Payment, fintech and suppliers to banks Banks’ third-party risk requirements; it pairs with PCI DSS
Suppliers to the public sector and healthcare Tenders often ask for it or score it
Outsourcers, data processors and professional services They handle confidential client data
Organisations selling internationally It is recognised worldwide as evidence of security management

If no customer has asked for it yet, Cyber Essentials is often a quicker first step, and its evidence carries into ISO 27001 later.

How does ISO 27001 compare with Cyber Essentials, PCI DSS and SOC 2?

They answer different questions, and many organisations hold more than one.

Aspect ISO 27001 Cyber Essentials PCI DSS v4.0.1 SOC 2
What it is Risk-based management system standard UK government-backed scheme of five technical controls Payment card industry data security standard Attestation against the AICPA Trust Services Criteria
Scope The scope you define Your internet-connected IT, or a defined part of it Systems that store, process or transmit card data, and connected systems The systems behind the services in the report
Who checks Independent certification body IASME-licensed certification body; CE+ adds a technical audit QSA (Report on Compliance) or self-assessment questionnaire, as card brands and acquirers require Licensed CPA firm
Result Three-year certificate with annual surveillance Certificate renewed every 12 months Annual Attestation of Compliance Type 1 or Type 2 report

For side-by-side detail, see Cyber Essentials vs ISO 27001 and PCI DSS vs ISO 27001. If a US customer asks for a SOC 2 report, our guide to SOC 2 compliance explains the examination; if it asks about the NIST Cybersecurity Framework instead, our NIST CSF guide maps it to ISO 27001. The official overview of the scheme is on the NCSC Cyber Essentials site.

What are the benefits of ISO 27001?

The main benefits are commercial and operational: access to contracts that require the certificate, shorter security questionnaires, security spending directed by risk rather than by the latest incident, and a routine of audits and reviews that stops controls drifting. Our article on the benefits of ISO 27001 covers each one and whether certification is worth the cost.

Why Sovereign Secure

  • ISO 27001 certified ourselves, so we run the same ISMS routine, internal audits and surveillance audits we prepare clients for.
  • Preparation and certification kept separate. We take you from gap analysis to audit-ready through our ISO 27001 consultancy; certification audits are carried out by an independent certification body, our partner MQA International.
  • One evidence set for several schemes. As a PCI SSC Qualified Security Assessor (QSA) company and an IASME-licensed Cyber Essentials certification body, we map ISO 27001 to PCI DSS and Cyber Essentials.
  • Wider ISO consultancy, including ISO 9001, 14001, 45001, 22301 and ISO 20000-1, for organisations running more than one management system.
  • UK company since 2012, headquartered in Accrington, Lancashire (Companies House 08334453).

Next step

If you are deciding whether ISO 27001 is right for you, a gap analysis shows how far you are from certification and what it would take. Use the form below, which is already set to ISO 27001, or call +44 161 523 5276.

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Last reviewed October 2026 by the Sovereign Secure assessment team.

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FAQ

Frequently asked questions

Can't find your answer? Call us on +44 161 523 5276 or send us a message.

What is ISO 27001 in simple terms?

It is an international rulebook for managing information security: decide what information matters, assess the risks to it, put proportionate controls in place, check they work and keep improving. An independent certification body can certify that you do this.

Is ISO 27001 mandatory in the UK?

No. No UK law requires ISO 27001 certification in general. It becomes a condition of doing business when customers, tenders or partners ask for it, which is common for suppliers that handle other organisations' data or systems.

Is ISO 27001 hard to get?

It is demanding rather than technically hard. Most small and mid-sized organisations take three to nine months, and the hard parts are management time, a clear scope and running the controls long enough to produce records. Existing Cyber Essentials or PCI DSS evidence shortens the work.

What is ISO 27001 compliance?

Meeting the requirements of ISO 27001, meaning clauses 4 to 10 and the Annex A controls your risk assessment selects, whether or not you are certified. Certification adds an independent audit that confirms it; our guide to ISO 27001 requirements explains the difference.

Why is ISO 27001 certification important?

It is independent evidence that you manage information security risk, which customers, tenders and partners often require before they share data or award a contract. It also shortens security questionnaires and gives you a routine of audits and reviews that stops controls drifting.

What are the requirements for ISO 27001?

The requirements are clauses 4 to 10: context and scope, leadership, risk-based planning, support, operation, performance evaluation and improvement, plus the Annex A controls your risk assessment selects. Our guide to ISO 27001 requirements lists each clause and the documents it calls for.

What are the main parts of ISO 27001?

Clauses 4 to 10, which set the mandatory requirements for the management system, and Annex A, which lists 93 controls in four themes that you select through risk assessment. Our guide to ISO 27001 requirements explains each clause.

What does ISO stand for?

The International Organization for Standardization. ISO 27001 is published jointly with the International Electrotechnical Commission (IEC), which is why its full name is ISO/IEC 27001.

How long does ISO 27001 certification last?

Three years, provided you pass a surveillance audit in each of years two and three. A recertification audit before expiry starts the next cycle; our guide to the ISO 27001 audit explains each stage.

Can an individual be ISO 27001 certified?

No. Certification applies to an organisation's ISMS. Individuals can take training courses in implementing or auditing ISO 27001, but those are personal qualifications, not ISO 27001 certification.

What is the latest version of ISO 27001?

ISO/IEC 27001:2022, amended in 2024 to add climate change considerations to clauses 4.1 and 4.2. The transition from the 2013 edition ended on 31 October 2025, so every valid certificate is now to the 2022 edition.

How does ISO 27001 compare with SOC 2?

ISO 27001 leads to a certificate for a management system; SOC 2 is an attestation report from a licensed CPA firm, most often requested by North American customers. The controls overlap heavily; see ISO 27001 vs SOC 2.

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